Why Use Broker Check?
Broker Check helps you make informed choices about brokers and brokerage firms-and provides easy access to investment adviser information.
Broker Check tells you instantly whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds and more), offer investment advice or both.
Broker Check gives you a snapshot of a broker’s employment history, regulatory actions, and investment-related licensing information, arbitrations and complaints.
Why Use Broker Check?
PEA is the voice of Japan’s venture capital and private equity industry. We are focused on broadening industry awareness through market research and networking opportunities so that our members can make the best decisions for their investments. We also advocate on behalf of the industry to ensure sound public policy that encourages a favorable environment for investment.